Branch Compliance Officer

Group: Conduct and Compliance

Grade: Senior Banking Officer

Reports to: Zonal Compliance Officer

Job Overview

Responsible for supporting and monitoring compliance activities across assigned branches to ensure adherence to regulatory requirements, internal policies and procedures, while identifying and escalating compliance risks and exceptions for timely resolution.

Key Responsibilities

• Monitor assigned branches for compliance with applicable regulatory requirements, policies, procedures and internal control standards.
• Conduct periodic compliance reviews of branches and follow up on identified exceptions until closure.
• Ensure compliance with KYC, Customer Due Diligence (CDD), AML/CFT and sanctions requirements across assigned branches.
• Review account-opening and customer documentation for compliance with regulatory and internal requirements.
• Monitor adherence to regulatory requirements relating to customer identification, transaction processing and record keeping.
• Identify, document and escalate compliance breaches, exceptions and emerging risks within assigned branches.
• Provide compliance guidance and support to branch staff on policies, regulatory requirements and identified compliance issues.
• Track remediation of compliance findings arising from reviews, audits and regulatory examinations.
• Support th