Securities & Prime Brokerage Counsel

Join Our Team as an Attorney at Axiom

We are seeking a Securities & Prime Brokerage Counsel to support financial-services clients on sophisticated securities trading, financing, and regulatory matters. This role is ideal for an attorney with hands-on experience advising on prime brokerage, margin lending, securities trading agreements, and related regulatory requirements.

We are particularly interested in attorneys with clearly documented experience applying new or updated margin rules in transactional or advisory work. Experience supporting fixed income and synthetic prime brokerage agreements is highly valued.

Responsibilities:

• Advising clients on prime brokerage, securities financing, margin lending, and securities-trading matters.
• Drafting, reviewing, negotiating, and interpreting prime brokerage agreements, fixed income prime brokerage agreements, synthetic prime brokerage agreements, and related trading documentation.
• Advising on margin and credit requirements, including FINRA Rule 4210, Regulation T, Regulation U, and recent regulatory updates</