Senior Compliance Executive

Role Purpose

To support the MLRO and Compliance Function in ensuring the Company maintains an effective AML/CFT/CPF and regulatory compliance framework, while acting as DMLRO and assuming MLRO responsibilities in their absence.

Key Responsibilities

• Assist in the development, implementation, and maintenance of compliance and AML/CFT policies, procedures, and controls.

• Act as DMLRO and support the MLRO in fulfilling regulatory and reporting obligations.

• Conduct client onboarding reviews, including KYC, CDD, EDD, screening, and risk assessments.

• Perform ongoing monitoring of client relationships and transactions to identify unusual or suspicious activity.

• Investigate potential compliance breaches and financial crime concerns, escalating matters where necessary.

• Assist with the preparation and submission of regulatory returns, surveys, and reports.

• Conduct compliance monitoring reviews and assess adherence to legal and regulatory requirements.

• Monitor regulatory developments and recom