Senior Compliance Administrator

Exceptional Service, Endless Improvement, Passionate People, and Honest and Forthright. Guided by our values, we foster a culture of growth, balance, and belonging where every team member can thrive.

The Sr. Compliance Administrator is responsible for managing assessments to help develop, implement, and maintain policies and procedures to ensure organizational compliance with regulatory frameworks. This role involves facilitating project tasks with clients, internal teams, and being a point of contact for external auditors to manage compliance activities, conduct assessments, and provide technical guidance. The Sr. Compliance Administrator works under the guidance of the Managed Compliance Supervisor and senior members of the Compliance Team.

Responsibilities: 

• Write, review, and maintain policies to meet regulatory requirements and align with current frameworks  

• Conduct policy assessments, identify gaps, and implement updates to address deficiencies  

• Facilitate policy reviews with clients and stakeholders for approval and adoption  

• Create and maintain internal SOPs; provide guidance to clients on SOP development and improvement  

• Set up and manage clients within GRC platforms, including applying and maintaining compliance baselines  

• Perform in