Analyst, Technology and Operations
The Compliance Technology and Operations Analyst serves as a bridge between Compliance, Operations, and Technology, partnering across the organization to modernize, streamline, and automate regulatory and compliance processes. This role is responsible for identifying opportunities to improve efficiency, reduce operational risk, strengthen controls, and leverage technology solutions to support the firm's compliance framework.
The ideal candidate combines regulatory awareness, operational excellence, process improvement expertise, and technical aptitude. They are comfortable translating business requirements into practical technology solutions and driving initiatives that enhance the effectiveness, scalability, and consistency of the Compliance function.
THE SUCCESSFUL CANDIDATE IS EXPECTED TO:
Compliance Process Automation
- Identify, assess, and prioritize opportunities to automate manual compliance activities.
- Partner with Compliance, Technology, and Operations teams to design and implement workflow automation solutions.
- Support implementation and enhancement of compliance technology platforms, including surveillance, employee compliance, licensing, AML, regulatory change management, and monitoring systems.
- Reduce reliance on manual processes and spreadsheets through automation, workflow
