Head of Compliance - Dubai (CMA/SCA Accredited)

Joining the Compliance division at LMAX Group’s new Dubai office offers a unique opportunity to lead and shape the compliance framework within a dynamic and fast-growing institutional exchange environment. This role places you at the forefront of regulatory adherence and risk management, working closely with senior leadership to ensure robust compliance practices that support the company’s strategic objectives. You will be part of a collaborative team dedicated to maintaining the highest standards of integrity and operational excellence in a complex financial market landscape.

Responsibilities:

• Act as the primary point of contact for the Securities and Commodities Authority (SCA/CMA). Manage all regulatory filings, information requests, and supervisory inspections.
• Develop, implement, and maintain the firm’s Compliance Manual and internal policies. This includes ensuring all policies are updated to reflect the most recent SCA/CMA circulars.
• Perform the final "compliance sign-off" on all promotional material and client-facing communications, ensuring they are fair, clear, and not misleading.
• Lead the development, implementation, and maintenance of comprehensive compliance programs aligned with regulatory requirements and industry best practices
• Oversee the monitoring and reporting of compliance risks, ensuring timely identification and mitigation of potential issues
• Manage regulatory filings, audits,