Compliance Assistant (Work from Home) - #35333

This is an amazing career opportunity for someone who wants to gain experience in a fast-growing financial investment company with top-tier processes and tools. Career growth, state-of-the-art technologies to learn, and a highly collaborative working environment are just some of the things you could look forward to!

Company Profile:

Our client is a UK-headquartered firm whose mission is to facilitate their clients' success through insightful financial planning. Anchored in excellence, our client is a beacon in the complex world of wealth management. They believe in independent financial advice and specialize in tailored, tax-mitigated investment plans for corporate professionals and business owners.

Their services are specifically designed to chart the course to their clients' financial goals. They offer investment recommendations, pension advisories, and insurance consultations, all fine-tuned to their clients' unique circumstances.

Overall purpose and responsibilities of the role:

As a Compliance Assistant, you will support an organization’s efforts to ensure adherence to legal, regulatory, and internal policy requirements by assisting in monitoring compliance activities, conducting research on relevant regulations, maintaining compliance documentation, and preparing for audits. You will help coordinate training programmes, assist with compliance investigations, and provide administrative support to the comp