Advisory Manager - KSA
MiddleOn-site (Riyadh)Salary undisclosed
Job Description
About moomoo KSA
Moomoo Arabia Capital is part of FUTU Group, a leading global digital brokerage and wealth management platform. As we deepen our presence in the Kingdom, we are building a local team to deliver world-class advisory services to clients in Saudi Arabia.
About the Role
To lead, design, and scale the organization's licensed advisory business line in Riyadh. Reporting to the CEO, this role is a foundational hire responsible for structuring client portfolio frameworks, overseeing suitability models, and building a high-performing advisory team. This position directs the advisory function, ensuring total compliance with market conduct and client protection rules.
Responsibilities
1. Advisory Governance & Suitability
- Suitability Frameworks: Design and oversee client risk-profiling and suitability assessment frameworks prior to issuing any advice.
- Portfolio Construction: Structure diversified asset allocation strategies and model portfolios, ensuring all guidance aligns with client risk boundaries.
- Disclosure Standards: Review and approve all advisory disclosure statements, fee structures, and conflict-of-interest logs.
- Policy Enforcement: Partner closely with Compliance and Risk teams to maintain a zero-breach environment across all advisory activit
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