M
Posted 1mo agoDallas, Texas, United States

Director, Compliance Regulatory

directorOn-site (Dallas)Salary undisclosed
Job Description

About Futu US Inc.    

Futu US Inc. stands at the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage — all operating under the reputable wing of Futu Holdings Limited (Nasdaq: FUTU).    

Our core mission revolves around innovating the investing landscape through a digitized brokerage and wealth management platform that's designed to elevate the investment experience.    

Here's a closer look at our key entities:      

  • Futu Clearing Inc.: An SEC registered FINRA member dedicated to delivering top-tier clearing and execution services globally.   
  • Moomoo Financial Inc.: As an SEC registered FINRA member, we provide retail investors access to both U.S. and Asian securities markets, ensuring your investment journey is backed by expertise. 
  • Moomoo Technology Inc.: Offering a data-rich trading platform, we provide unparalleled insights and tools to enhance your trading strategies. Note that this entity is not a licensed broker-dealer.  

For deeper insights into our entities and affiliates, explore  or  to discover the future of investing with confidence and innovation. 

Office Location: Dallas, TX or Jersey City, NJ

This role must be based on the office locations specified in the job description, in line with our in-office work philosophy. Remote

Similar Openings in Other

View all in category