Risk Management Officer

About the role

Act as a Risk Management Officer for the Thailand branch, supporting enterprise, business continuity, credit, product, and regulatory risk management. Work closely with local teams and China HQ to monitor and mitigate risks, maintain risk controls and documentation, and ensure compliance with internal policies and regulatory requirements.

Risk Management Officer

Responsibilities

Enterprise risk management and business continuity

• Facilitate the ERM and BCM programs: collect KRI data, coordinate the annual RCSA/BIA exercise and BCP/DR tests with departments and IT, and consolidate results for the Head of Risk

Credit and product risk

• Process and document credit limit requests for cash, margin and futures accounts in line with SEC/ASCO guidelines and internal credit policy
• Support the maintenance of trading-restriction rules for complex products (e.g., leveraged & inverse ETFs, virtual-asset ETFs) and coordinate configuration with HQ colleagues
• Monitor counterparty and upstream broker exposures and prepare periodic exposure summaries

Regulatory

• Regulatory
• Support regulatory filings and SEC/SET inspection readiness, including maintaining SOPs, work manuals and the business process blueprint
• Track