Compliance Officer, Trading Compliance

A Career with Point72's Compliance Team

The Point72 Compliance department is an industry-leading team of compliance professionals who support global investment and trading activities by establishing and enforcing the firm’s compliance policies, providing real-time advice, and conducting pre- and post-trade surveillance. Our team is essential to Point72’s success and we provide mentorship, a growth path, and the opportunity for a long-term career with us.

What you'll do

• Provide real-time compliance coverage for traders, providing clear, actionable guidance on trade approvals and trading conduct
• Support and enhance the trading compliance program for the firm’s trading desks, driving measurable improvements in controls and monitoring
• Manage cross-functional coordination with legal, risk, operations, finance, technology, and third-party vendors to implement and enhance compliance solutions
• Build and enhance pre-trade and post-trade surveillance processes, including tuning alerts and escalating significant issues
• Assist in advising on new trading strategies, products, and market access to ensure compliant go-to-market execution and risk mitigation
• Partner with trading operations and technology teams to develop and implement automated co