Regulatory Reporting Associate

The Role 

We are seeking a highly qualified Associate to work in our Regulatory Reporting team. The Regulatory Reporting team partners with Compliance, Finance, Risk, Treasury, Operations, and Technology to ensure complete, accurate, and timely regulatory disclosures in every jurisdiction where the firm trades. As an Associate you will both run existing processes and help shape the future of regulatory compliance at the firm.

What you’ll do 

• Execute on key recurring and ad hoc regulatory filings and ownership disclosures (SEC, CFTC, FCA, MAS, etc.).
• Design, implement, and monitor data quality rules to ensure the accuracy of regulatory filings.
• Write detailed business process documentation and calculation specifications for regulatory filings.
• Understand, execute, and contribute to code (SQL/Python) to aggregate datasets and automate processes.
• Understand all the datasets available for reporting and scope out which datasets are appropriate for the given filing.
• Interface with internal partner teams as well as external vendors to help build out reporting processes and infrastructure.
• Perform ad hoc data analysis to answer questions from partner teams and regulator