Junior Compliance & Reporting Specialist

About Slay Markets

Slay Markets is a modern brokerage built to make trading accessible to everyone. Our clients get research tools, real-time data, and an experience that works the way it should. We’re a growing team of people who care about getting things right, and we hold ourselves to a high standard of integrity.

The Role

You’ll join our compliance team supporting day-to-day compliance and regulatory reporting for our futures brokerage, which operates as a Guaranteed Introducing Broker (GIB) under CFTC and NFA oversight. You’ll work closely with senior compliance team members and learn the futures regulatory landscape hands-on, while taking on real responsibility for registers, filings, and reviews.

What You’ll Do

• Support monitoring of the firm’s adherence to NFA and CFTC requirements, and flag potential gaps to senior team members

• Maintain the reporting obligations register and recordkeeping registers

• Help prepare regulatory filings and support responses to regulatory inquiries

• Assist with the AML program: customer risk profiling, transaction monitoring, and preparing information for suspicious a