Senior Compliance Officer
Our mission is to enable everyone to build wealth
We reinvent how trading and investing work by creating exceptional products people love.
Fostering a culture of excellence and high velocity is the key to our success.
Over the past few years, our client base has grown to over 5 million, and client assets have grown to over €30 billion.
We're now expanding into Germany and strengthening our Compliance Team to uphold the company's commitment to integrity and regulatory adherence.
What you'll do
Ensure operational excellence in all relevant compliance areas while aligning with BaFin’s regulatory guidelines.
Provide expert compliance advice on current and future products, services, and overarching compliance topics such as product governance, vulnerable customers, conflict of interest, outsourcing, and conduct risk.
Support and drive compliance projects, collaborating with cross-functional teams to deliver results within agreed timelines.
Oversee the financial promotions review process, ensuring all materials meet regulatory standards.
