Assistant Controller - Broker Dealer

Position Overview: 

• The candidate must be comfortable working in a rapidly changing environment with an ability to deliver high quality work in collaboration with colleagues in different offices and service providers in different time zones.
• Prepare journal entries and assist with the month-end close of a US broker-dealer, including the net capital calculation
• Review trading subledger and ensure accurate classification of P&L
• Assist in the preparation of annual financial statements and other regulatory filings including FOCUS reports, SIPC filings, and 17H reports.
• Implement systems, processes, and procedures to improve efficiency while maintaining adequate internal control environment
• Liaise with external auditors regarding financial reporting and timely issuance of financial statements
• Prepare monthly reporting files for management and other interested parties
• Compile information for due diligence requests from counterparties, assist with other ad hoc
• Demonstrate an understanding of relevant regulations and reporting requirements

Required Qualifications: 

• Experience working on a broker-dealer strongly preferred
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