Associate – Regulatory Operations

Being an Associate, Regulatory Operations at Delta Capita Report Hub means providing the first line of assurance over reporting that must be accurate and timely each business day. Regulatory accountability remains with the client; we perform delegated operational activities on their behalf.

The Impact You Will Have in This Role

You will execute the daily reporting cycle for managed services clients across regimes including CFTC, EMIR, MiFIR / MIFID II, SFTR, ASIC, MAS and HKMA, clearing routine exceptions independently and escalating complex ones with the groundwork done. You will build practical expertise across multiple regimes and the platform that delivers them, with a clear route into senior operational and client-facing work.

Your Primary Responsibilities

•     Daily Reporting Operations

◦       Monitor arrival of client trade, collateral and valuation data against agreed windows.

◦       Verify processing and submission against the completeness, accuracy and timeliness controls, reconcile expected against actual volumes, and flag material variances.

•     Exception Resolution