Senior Regulatory and Securities Attorney
Flow Traders is seeking an experienced Senior Regulatory & Securities Attorney to serve as senior in-house legal advisor on U.S. securities law across its ETF, cash equity, digital-asset, and tokenization businesses.
This role will provide legal guidance to trading, business, and operations teams; supports transactional and regulatory legal work; advise on regulatory developments and new business initiatives; and help manage legal risk in a complex, fast-paced, and internationally integrated new environment.
The candidate will work closely with Compliance, Risk, and Business Development, while operating as an integrated member of Flow Traders’ global Legal team. The role will have a meaningful focus on digital assets, tokenization, market structure, and the application of securities laws to emerging financial products and infrastructure.
What you will do
- Serve as lead in-house resource on U.S. securities law, including the Securities Act of 1933, Exchange Act of 1934, Investment Advisers Act, and applicable FINRA/SEC rules.
- Advise business, trading, and operations teams on broker-dealer regulatory requirements, trading practices, and new product development.
- Provide legal guidance on digital asset classification, tokenized securities, and application of securities frameworks to block
